Broker Check
Dominick Zizzo

Dominick Zizzo

Chief Compliance Officer

Dominick Zizzo started in the financial industry in 1999. He is a performance driven financial service executive offering more than 20 years of brokerage operations, compliance, transitions and management experience. He also has served as the Anti Money Laundering Compliance Officer. Recognized for the ability to incorporate innovative management techniques while maintaining a positive office culture and increased productivity. Exceptional experience in compliance, relationship management and business development.

He holds a Bachelor’s degree in Economics from San Diego State University as well as a Master’s of Business Administration in Financial Management.
*Series 7 – General Securities Representative
*Series 63 – Uniform Securities Agent
*Series 24 – General Securities Principal
*Series 99 – Investment Banking Representative